Aug

JPMorgan Says It’s Among Firms Facing SEC Probe Into ADRs

JPMorgan Chase & Co. said it’s among banks and brokerages facing a U.S. regulatory probe into how they handled securities that represent shares of foreign companies.

The New York-based lender said in a regulatory filing Wednesday that it’s cooperating with the Securities and Exchange Commission’s investigation of American Depository Receipts. The inquiry focuses on transactions from 2011 to 2015, it said…

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JPMorgan Says It’s Among Firms Facing SEC Probe Into ADRs

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